Stock#: 101 WACHA offers a special incentive package to individuals who want to take the AAP exam in October 2017. You will need certain publications for reference and study, as well as training sessions (see “AAP Publications” and “AAP Training Sessions” below) which cover information necessary to pass the AAP exam.
Audit & Risk Assessment Guides
Newly updated, the ACH Audit Guide takes you step-by-step through the ACH audit process. The Guide is based on Appendix Eight of the NACHA Operating Rules and addresses all the current requirements.
This Guide is designed to help safeguard your financial institution from potential loss. The ACH Risk Assessment will help you determine your potential ACH risks and develop mitigating controls.
The Risk Assessment Guide is designed to help financial institutions apply the FFIEC Guidance to their Remote Deposit Capture (RDC) program. This risk assessment looks at your operations and helps you identify those that could lead to potential risk.
The Third-Party Sender ACH Audit Guide is designed to assist Third-Party Senders in conducting their annual ACH audit as required by the NACHA Operating Rules. Provided electronically, to allow for distribution to all your Third-Party Senders, the guide includes audit worksheets that will take your Third-Party Senders step-by-step through the audit process.
Training and support to complete your ACH Audit and Risk Assessment
Do it yourself ACH Audit Bundle
This bundle provides a four webinars and our guide to completing your ACH Audit. First, you will receive access to a two-part Audit webinar that provides insight into the most pressing compliance issues. We identify the areas that are most often found to be out of compliance with “NACHA’s Operating Rules” and how to complete the ACH Audit. Next, the Risk Assessment webinar will step through completing the Risk Assessment. Last, now that you have completed the ACH Audit, and Risk Assessment what reports should be prepared for the Board of Directors?