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October 28, 2014
12:30PM - 2:00PM

Compliance Lines of Defense: Making Payments Risk and Compliance Programs Stronger

Webinar Presented By NACHA – The Electronic Payments Association & the Regional Payments Associations

Member $199 | Non-Member $398

Financial institutions and Originators should equip themselves with the appropriate tools to identify and respond to risk events. These compliance lines of defense incorporate sound business practices which include internal monitoring and compliance testing. This thought-provoking webinar provides ideas on how to stay ahead of potential risks by implementing an effective risk management strategy.

Learning objectives

  • Discover what the expectations are from the examiner’s perspective
  • Understand how to internalize expectations from the financial institution’s perspective
  • Learn what the first, second and third lines of defense are as speakers walk through examples
  • Get an affirmation of what a real-world compliance program looks like

Speakers:

Clinton Kelly, Director, Corporate Compliance, Capital One

Tony DaSilva, AAP, Senior Examiner, Federal Reserve Bank of Atlanta

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Add to Calendar aCLuDhaqizCaPxAftmqF167204 10/28/2014 12:30 PM 10/28/2014 02:00 PM false Compliance Lines of Defense: Making Payments Risk and Compliance Programs Stronger Member $199 | Non-Member $398 Financial institutions and Originators should equip themselves with the appropriate tools to identify and respond to risk events. These compliance lines of defense incorporate sound business practices which include internal monitoring and compliance testing. This thought-provoking webinar provides ideas on how to stay ahead of potential risks by implementing an effective risk management strategy. Learning objectives Discover what the expectations are from the examiner’s perspective Understand how to internalize expectations from the financial institution’s perspective Learn what the first, second and third lines of defense are as speakers walk through examples Get an affirmation of what a real-world compliance program looks like Speakers: Clinton Kelly, Director, Corporate Compliance, Capital One Tony DaSilva, AAP, Senior Examiner, Federal Reserve Bank of Atlanta Webinar Presented By NACHA – The Electronic Payments Association & the Regional Payments Associations