Details
October 28, 2014
12:30PM - 2:00PM
Compliance Lines of Defense: Making Payments Risk and Compliance Programs Stronger
Webinar Presented By NACHA – The Electronic Payments Association & the Regional Payments Associations
Member $199 | Non-Member $398
Financial institutions and Originators should equip themselves with the appropriate tools to identify and respond to risk events. These compliance lines of defense incorporate sound business practices which include internal monitoring and compliance testing. This thought-provoking webinar provides ideas on how to stay ahead of potential risks by implementing an effective risk management strategy.
Learning objectives
- Discover what the expectations are from the examiner’s perspective
- Understand how to internalize expectations from the financial institution’s perspective
- Learn what the first, second and third lines of defense are as speakers walk through examples
- Get an affirmation of what a real-world compliance program looks like
Speakers:
Clinton Kelly, Director, Corporate Compliance, Capital One
Tony DaSilva, AAP, Senior Examiner, Federal Reserve Bank of Atlanta
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10/28/2014 12:30 PM
10/28/2014 02:00 PM
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Compliance Lines of Defense: Making Payments Risk and Compliance Programs Stronger
Member $199 | Non-Member $398
Financial institutions and Originators should equip themselves with the appropriate tools to identify and respond to risk events. These compliance lines of defense incorporate sound business practices which include internal monitoring and compliance testing. This thought-provoking webinar provides ideas on how to stay ahead of potential risks by implementing an effective risk management strategy.
Learning objectives
Discover what the expectations are from the examiner’s perspective
Understand how to internalize expectations from the financial institution’s perspective
Learn what the first, second and third lines of defense are as speakers walk through examples
Get an affirmation of what a real-world compliance program looks like
Speakers:
Clinton Kelly, Director, Corporate Compliance, Capital One
Tony DaSilva, AAP, Senior Examiner, Federal Reserve Bank of Atlanta
Webinar Presented By NACHA – The Electronic Payments Association & the Regional Payments Associations